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Solicitation Policy Pertaining to Financial Instruments Sales and Others

Dear Customer,

Date of Enactment:October 1, 2012

15-5 1-chome Minami Aoyama, Minato Ward, Tokyo
(Personal Information Handling Business Operator) Nippon Steel Kowa Real Estate Co., Ltd.

Nippon Steel Kowa Real Estate Co., Ltd. shall abide by laws and regulation and the following policy as a financial instruments business operator in soliciting or selling financial instruments.

  1. According to the customer's knowledge, experience and asset situation and for the purpose of signing an agreement concerning the sale of financial instruments, the Company shall strive to sell an appropriate product.
  2. To ensure the customer can make a transaction based on his/her own judgment and on his/her own responsibility, the Company shall strive to explain details appropriately so that he/she may fully understand the details of the product, such as the product scheme or risks.
  3. The Company shall not solicit the customer for a financial instrument in any way that may mislead him/her, such as providing assertive judgment on things uncertain or false information.
  4. The Company shall strive to sell financial instruments to suit the customer's convenience in terms of time slot, place or means.
  5. The Company shall strive to gain knowledge of financial instruments so that it may conduct sales and solicitation appropriately.